Abhishek Paliwal

Partner
Corporate & Capital Markets Partner

Phone

+919999395028

Email

abhishek.paliwal@ksandk.com

Professional Summary:

Abhishek is a seasoned Corporate Legal Professional with over 12 years of leadership experience in Capital Markets, SEBI Regulations, the Companies Act, FEMA advisory, and Corporate Governance. He has advised listed companies, startups, and capital market intermediaries on complex regulatory and compliance matters.

His experience includes senior leadership roles, through which he has developed deep expertise in high-value financial operations, restructuring, and regulatory compliance. He has also contributed to the profession through his involvement with the Brand Building Committee of the Institute of Company Secretaries of India (ICSI).

Representative Clients :

Uber India Technology Private Limited, Logitech India Private Limited, Vatika Hotels Private Limited, Vatika Seven Elements Private Limited, Ultratech Cement Limited, 7-11 International LLC, Mars Incorporated (Pedigree), The Boeing Company, Marriott International, Brand Finance, Nourishco Beverages Limited, AGS Research Advisory, Pasi Technologies, Pizookie India,etc.

Practice Focus

Corporate Secretarial

Companies Act, SEBI LODR, NBFCs, SEBI ICDR and FEMA compliances.

Capital Markets

IPOs across debt and equity, setting up of market infrastructure institutions, and ESPS / ESOP advisory.

Corporate Governance Consulting

Codes of conduct, independent directors, and conflict-of-interest checks.

Securities Markets Litigation

Representations before SEBI Board Members, the AO / CGM and the Securities Appellate Tribunal.

Setting Up in India & GIFT City IFSC

Entity structuring and regulatory set-up advisory.

Forums & Jurisdictions

Representative Matters & Reported Cases

Mars Incorporated v. Pedigree Seed Genetics
Regional Director, MCA
The Boeing Company v. Airboeing Vinayak Syndicate Pvt. Ltd.
Regional Director, MCA
Alticor Inc., holding company of Amway Products
BPC Holdings India Pvt. Ltd.
Regional Director, MCA
Ultratech Cement Limited
Regional Director, MCA
Amit Guruh Sachdeva, Research Analyst
SEBI Quasi-Judicial Body

Transactions

Key Work Highlights

Capital Markets

Led an IPO process worth ₹2,500 crore, ensuring 100% SEBI compliance with zero regulatory queries.

Listed-Company Compliance

Streamlined the insider-trading reporting process across three listed entities, reducing errors by 40%.

Mergers & Acquisitions

Handled 20+ M&A transactions including listed-company amalgamations, supporting valuation, due diligence and SEBI approvals.

Career Background

Began his career with DCM Shriram Limited, New Delhi, then spent more than half a decade as an independent professional advising corporates, startups and public entities on restructuring and listings, before serving as Group Company Secretary and Head of Department at Vatika Limited, Gurgaon. He has also served as Practice Head at law firms and on the Brand Building Committee of the ICSI.

Indicative Experience

  • Successfully led Capital Markets transactions, representing clients in a ₹2,500 Cr IPO process with 100% SEBI compliance and managing multiple FPOs and rights issues.
  • Successfully streamlined operational processes, representing clients in insider trading reporting across multiple entities—reducing errors by 70%—and halving investor grievance turnaround times through process digitization.
  • Directed strategic governance, handling secretarial compliance for a ₹7,000 Cr real estate group and successfully advising over 100 startups and SMEs on IPO readiness and FEMA filings.
  • Successfully represented clients in SAT appearances, including Investigation & Inspection matters of SEBI-registered Research Analysts, closing matters efficiently.
  • Handled debt listing matters, successfully listing non-convertible debentures on BSE for a public limited entity.
  • Represented clients in securing multiple ISP A category licenses from the Department of Telecommunications, Ministry of Communications.
  • Handled 20+ M&A and restructuring transactions, including listed company amalgamations, while providing critical support for valuations and due diligence.
  • Successfully handled the incorporation of over 100 wholly-owned subsidiaries of foreign entities across Mexico, Russia, USA, Mauritius, Singapore, UK, KSA, Turkey, and multiple jurisdictions.
  • Handled the setup of multiple project offices and liaison offices in India for sectors such as Oil & Gas, Defense, and Data Centers.
  • Successfully handled end-to-end establishment of multiple AIFs at GIFT City, Gandhinagar, Gujarat.

Abhishek Paliwal

Partner
Corporate & Capital Markets Partner

Expertise

Key Facts

12+
Years Experience
9+
Representative Clients
20+
M&A Transactions

Education

Associate Member, Institute of Company Secretaries of India (ICSI)
Membership No. A39500
LL.B.

Certifications & Memberships

SEBI NISM ODR Certified Professional
SEBI NISM Investor Relations Certified Professional
FICCI Certified Grade A Professional
Past Member, Brand Building Committee, ICSI

Awards & Recognition

Panel Appointments

Representative Clients