King Stubb and Kasiva being amongst the top capital markets law firm in India, our team offers comprehensive services, which includes regular guidance to clients on transactions involving equity and debt capital markets. Our Capital Market Legal Services in India extend to supporting companies with the issuance of equity and equity-linked financial instruments, such as initial public offerings, private placements, preferential issues, foreign currency convertible bonds, and overseas listings of global depository receipts. Furthermore, our top Capital Markets Lawyers in India possess substantial experience in handling business trust and real estate investment trust transactions in India and abroad.
The team at KSK has successfully handled some of the most intricate and noteworthy transactions in India. We have served a diverse client base comprising of prominent Indian and international corporations, banks, foreign portfolio investors, venture capitalists, and major asset management firms. With our extensive experience, our team has been at the forefront of monitoring and shaping the development of the capital markets sector in India.
Our law firm offers a fully integrated and pan-India practice, making us one of the few firms with such capabilities. This allows us to effectively meet client needs across different locations and jurisdictions. Additionally, our team members possess expertise in other practice areas, including mergers and acquisitions, private equity, and banking and finance, which enables us to adopt a more comprehensive approach.
The Securities and Exchange Board of India (SEBI) is the main regulatory body for the securities markets in India. SEBI is responsible for regulating and overseeing the issuance and trading of securities in the Indian capital markets, and enforcing compliance with the relevant laws and regulations.
The key regulations governing capital markets law in India include the Securities and Exchange Board of India Act, 1992, the Securities Contracts (Regulation) Act, 1956, and the Companies Act, 2013.
Recent developments in capital markets law in India include the introduction of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, which prescribe disclosure requirements for listed companies, and the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, which prohibit insider trading in securities.
The penalties for non-compliance with capital markets regulations in India can include fines, disgorgement of profits, suspension or cancellation of registration, and criminal prosecution. The severity of the penalty depends on the nature and extent of the non-compliance.
The firm has developed a unique service delivery model, that enables us to serve client requirements across 900+ locations in the country. This ability, combined with the competency of the lawyers in the firm, has enabled us, to garner several marquee clients, over the years. King Stubb & Kasiva’s lawyers have an extensive understanding of the issues, that involve corporate affairs, information technology, real estate, mergers and acquisitions, private equity, cyber security, data privacy, encryption, dispute resolution, arbitration and other related matters.
Being amongst the Best Capital Markets Law Firm in India, we have grown exponentially to be one of the top and fastest-growing law firms in India, which advises several clients, from domestic as well as international markets.